| |
Validity |
Fee (K) |
| Examination of Prospectus or other offer documents |
N/A |
33,33.60 |
| Examination of Prospectus or other offer document or documents issued pursuant to continuing obligations under the Act |
N/A |
16,666.80 |
| Initial Public offer of Securities |
N/A |
0.25% of the share capital & revenue reserve |
| Any subsequent public offer of Securities by the same issuer |
N/A |
0.25% of the share capital & revenue reserve over and above reserves of initial offer |
| Rights issue |
N/A |
0.25% of the value of issue |
| Capitalisation issue |
N/A |
0.25% of capitalisation value of issue and revenue reserve |
| Private placement |
|
|
| Registration of Securities pursuant to notice |
N/A |
0.25% of share capital and revenue reserves |
| Authorisation of merger or takeover transaction |
N/A |
0.25% of the value of the transaction |
| grant of waiver under Rule 56 of the securities Rules |
N/A |
150,000.00 |
| Securities Exchange buy side of the trade |
N/A |
0.125% of the value of the trade |
| Securities Exchange sell side of the trade |
N/A |
0.125% of the value of the trade |
| off-market buy side of the trade |
N/A |
0.125% of the value of the trade |
| off-market sell side of the trade |
N/A |
66,600.00 |
| Authorisation of collective Investment Scheme |
N/A |
66,600.00 |
| Issuer of Securities including collective investment scheme |
Yearly |
19,999.80 |
| Amendment of licencing condition |
|
50% of applicable licence category |
| Application for exemption from any provision of the Act submitted with an application for a licence |
|
100% of licence fees |
| Application for repriting of licence/certificate |
|
1,000.20 |
| Inspection fee |
|
1,260.00 |
| Securities exchange |
Yearly |
1% of gross earnings excluding buy and sell trades |
| Levy on collective investment scheme |
Monthly |
0.125 per fund |
| Levy on foreign collective investment scheme |
Monthly |
0.125 per fund |
| Levy for fund of compensation fund |
Yearly |
3,333.60 |
| Authorisation of collective investment scheme-single fund |
N/A |
66,600.00 |
| Authorisation of collective investment scheme-multiple fund |
N/A |
66,600.00 |
| Authorisation of collective investment scheme-single closed end fund |
N/A |
66,600.00 |
| Authorisation of collective investment scheme-multiple closed end fund |
N/A |
100,000.20 |
| Authorisation of an intermediary |
Yearly |
19,999.80 |
| Authorisation of transfer secretary |
Yearly |
19,999.80 |
| Approval of securities depository |
Yearly |
19,999.80 |
| Annual levy on securities depositories |
N/A |
1% of turnover |
| Approval for conducting a continous professinal development programme |
|
1,666.80 |
| Authorisation of asset management |
Yearly |
19,999.80 |
| Approval for custodial services |
Yearly |
19,999.80 |
| Approval for trustee of a collective investment scheme |
Yearly |
19,999.80 |
| approval of nominee company |
N/A |
19,999.80 |
